| Presidential Pardons: Legal Guidelines | |
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While Article II, Section 2 of the Constitution places no limitations on the president's power to grant or deny pardons, the Justice Department's U.S. Pardon Attorney prepares a recommendation for the president on each application for presidential "clemency," including pardons, commutations of sentences, remissions of fines, and reprieves.
The Pardon Attorney is required to review each application according to the following guidelines: (The president is not obliged to follow, or even consider the recommendations of the Pardon Attorney. See: Sec. 1.10)
Title
28 - Code of Federal Regulations
Chapter I - Department of Justice
Part 1 - Executive Clemency
[Code
of Federal Regulations] Sec. 1.1 Submission of petition; form
to be used; contents of petition. A person seeking executive clemency by
pardon, reprieve, commutation of sentence, or remission of fine shall execute a
formal petition. The petition shall be addressed to the President of the United
States and shall be submitted to the Pardon Attorney, Department of Justice,
Washington, DC 20530, except for petitions relating to military offenses.
Petitions and other required forms may be obtained from the Pardon Attorney.
Petition forms for commutation of sentence also may be obtained from the wardens
of federal penal institutions. A petitioner applying for executive clemency with
respect to military offenses should submit his or her petition directly to the
Secretary of the military department that had original jurisdiction over the
court-martial trial and conviction of the petitioner. In such a case, a form
furnished by the Pardon Attorney may be used but should be modified to meet the
needs of the particular case. Each petition for executive clemency should
include the information required in the form prescribed by the Attorney General. Sec.
1.2 Eligibility for filing petition for pardon. No petition for
pardon should be filed until the expiration of a waiting period of at least five
years after the date of the release of the petitioner from confinement or, in
case no prison sentence was imposed, until the expiration of a period of at
least five years after the date of the conviction of the petitioner. Generally,
no petition should be submitted by a person who is on probation, parole, or
supervised release. Sec. 1.3 Eligibility for filing petition for
commutation of sentence. No petition for commutation of sentence,
including remission of fine, should be filed if other forms of judicial or
administrative relief are available, except upon a showing of exceptional
circumstances. Sec. 1.4 Offenses against the laws of possessions or
territories of the United States. Petitions for executive clemency
shall relate only to violations of laws of the United States. Petitions relating
to violations of laws of the possessions of the United States or territories
subject to the jurisdiction of the United [[Page 97]] States should be submitted
to the appropriate official or agency of the possession or territory concerned. Sec.
1.5 Disclosure of files. Petitions, reports, memoranda, and
communications submitted or furnished in connection with the consideration of a
petition for executive clemency generally shall be available only to the
officials concerned with the consideration of the petition. However, they may be
made available for inspection, in whole or in part, when in the judgment of the
Attorney General their disclosure is required by law or the ends of justice. Sec.
1.6 Consideration of petitions; recommendations to the President. (a)
Upon receipt of a petition for executive clemency, the Attorney General shall
cause such investigation to be made of the matter as he/ she may deem necessary
and appropriate, using the services of, or obtaining reports from, appropriate
officials and agencies of the Government, including the Federal Bureau of
Investigation. (b) The Attorney General shall review each petition and
all pertinent information developed by the investigation and shall determine
whether the request for clemency is of sufficient merit to warrant favorable
action by the President. The Attorney General shall report in writing his or her
recommendation to the President, stating whether in his or her judgment the
President should grant or deny the petition. Sec. 1.7 Notification of grant
of clemency. When a petition for pardon is granted, the petitioner
or his or her attorney shall be notified of such action and the warrant of
pardon shall be mailed to the petitioner. When commutation of sentence is
granted, the petitioner shall be notified of such action and the warrant of a
commutation shall be sent to the petitioner through the officer in charge of his
or her place of confinement, or directly to the petitioner if he/she is on
parole, probation, or supervised release. Sec. 1.8 Notification of denial
of clemency. (a) Whenever the President notifies the Attorney
General that he has denied a request for clemency, the Attorney General shall so
advise the petitioner and close the case. (b) Except in cases in which a
sentence of death has been imposed, whenever the Attorney General recommends
that the President deny a request for clemency and the President does not
disapprove or take other action with respect to that adverse recommendation
within 30 days after the date of its submission to him, it shall be presumed
that the President concurs in that adverse recommendation of the Attorney
General, and the Attorney General shall so advise the petitioner and close the
case. Sec. 1.9 Delegation of authority. The Attorney General
may delegate to any officer of the Department of Justice any of his or her
duties or responsibilities under Secs. 1.1 through 1.8. Sec.
1.10 Advisory nature of regulations. The regulations contained in
this part are advisory only and for the internal guidance of Department of
Justice personnel. They create no enforceable rights in persons applying for
executive clemency, nor do they restrict the authority granted to the President
under Article II, section 2 of the Constitution.
[Title 28, Volume 1, Parts 0 to 42]
[Revised as of July 1, 2000]

